Business Users - 3

Managers - 75

Number of Assessments - Unlimited

Out-of-the-box Manager and Fund database with standard data attributes

DD360 comes with standard Manager and Fund attributes such as Name, Address, Status, etc. These attributes are used for easy reporting and analytics.

Add contacts for each manager

Ability to add contacts to managers in order to publish DDQ's and Issues. Also allows maintaing all important manager contacts in a single place.

Import your manager, fund, and contact details, using standard CENTRL (Excel/PDF) import file template

CENTRL standard import format is available for users to download withing the application. Generally used to bulk upload manager, fund and contact data during onboarding or to update fields in bulk

Library of industry standard questionnaires

Benefit from a library of industry standard DDQs such as AIMA, ILPA, and more

Import your own DDQ in PDF, Excel, Word for digital use going forward

Provides organizations the ability to upload theor own proprietary questionnaire using the CENTRL import format. A full questionnaire editor also allows users make any ongoing changes, once uploaded

Attach specific regulation information to questions in DDQs

Ability to attach specific regulations/frameworks to a question. Useful to generate and review reports related to regulations

Automatically harvest DDQ responses

Ability to automatically harvest questionnaire responses and populate manager or fund database thereby reducing time spent in double data entry

Publish questionnaire to one or more managers/funds (bulk)

Assessments can be published at manager firm level or for fund(s). Ability to send the assessment to either an internal user or external contact for responses.

Publish one time or recurring scheduled assessments

Provides the ability to create and manage recurring future dated assessment schedule

Ability to pre-populate responses from previous assessments

Allows organizations to pre populate responses provided previously. Reduces manual work for responders and provides evaluators an easy way to filter and compare only "changed answers"

Support for multiple scoring methodologies - weights based, points based or qualitative

Flexible scoring model via weights, points, and qualitative settings

Automatic scoring (by weights, points, or qualitative) of responses

Save time by automatically score Y/N and multiple choice questions based on responses

Create, update, and track issues and findings from DDQs

Create and manage issues (findings, observations, risk, etc.). Track severity, type, due date and other necessary fields. Issues can be tied to a question on the DDQ or can be independent. Worklow to publish issue to managers and record remediation included.

Assign questions/sections to team members or individual SMEs for follow-up

Flexible workflow to assign sections/questions to individual SME's for evaluation. Support for bulk assignments.

Create and send clarifications to managers within the application

Workflow to create and send clarifications to managers on a question. All responses and communication trails are maintained on the question for easy access (and audit trail)

Export assessments data in Excel and PDF

Export assessment data in Excel or PDF for external analysis

Form ADV Reports 1A and 1B for a firm

Follow firms both at the SEC and at the FINRA level and review their historical Form ADV 1A and 1B filings.

Export filing in Excel

Export an individual filing or export two filings to excel for anaysis and comparsion

Compare filings from past

Compare historical filings for a firm and isolate what has changed.

Self-service report building for operational reporting needs

Self serve report builder functionality to generate simple operational reports.

Out-of-the-box reports and dashboards

Out of the box analytics reports and dashboards for each module. Interactive BI features to gain valuable insights

Out-of-the-box basic workflows (for assignments, questionnaire approvals, etc.)

1) Workflow rules for automatically assigning assessment responses to teams for approval. 2) Approval of a questionnaire template

Business Users - 7

Managers - 200

Number of Assessments - Unlimited

Out-of-the-box Manager and Fund database with standard data attributes

DD360 comes with standard Manager and Fund attributes such as Name, Address, Status, etc. These attributes are used for easy reporting and analytics.

Ability to create custom data attributes on Manager and Fund profile

Provides users the ability to create unlimited custom data attributes to capture additional information on the manager/fund profile sucn as the consultant name, the strategy, service provider details, geography, and etc. Supports different types of fields like dropdowns, text, and others. Also gives users the ability to group fields in logical groups.

Attach reports, contracts or other documents directly on the manager/fund profile

Ability to attach files at the Manager and Fund profile

Add contacts for each manager

Ability to add contacts to managers in order to publish DDQ's and Issues. Also allows maintaing all important manager contacts in a single place.

Ability to create custom attributes, such as titles, roles and other on the manager contact details to match your internal processes

Provides users the ability to create custom attributes for contacts such as titles, roles, functional areas

Import your manager, fund, and contact details, using standard CENTRL (Excel/PDF) import file template

CENTRL standard import format is available for users to download withing the application. Generally used to bulk upload manager, fund and contact data during onboarding or to update fields in bulk

Library of industry standard questionnaires

Benefit from a library of industry standard DDQs such as AIMA, ILPA, and more

Import your own DDQ in PDF, Excel, Word for digital use going forward

Provides organizations the ability to upload theor own proprietary questionnaire using the CENTRL import format. A full questionnaire editor also allows users make any ongoing changes, once uploaded

Attach specific regulation information to questions in DDQs

Ability to attach specific regulations/frameworks to a question. Useful to generate and review reports related to regulations

Automatically harvest DDQ responses

Ability to automatically harvest questionnaire responses and populate manager or fund database thereby reducing time spent in double data entry

Publish questionnaire to one or more managers/funds (bulk)

Assessments can be published at manager firm level or for fund(s). Ability to send the assessment to either an internal user or external contact for responses.

Publish one time or recurring scheduled assessments

Provides the ability to create and manage recurring future dated assessment schedule

Ability to pre-populate responses from previous assessments

Allows organizations to pre populate responses provided previously. Reduces manual work for responders and provides evaluators an easy way to filter and compare only "changed answers"

Support for multiple scoring methodologies - weights based, points based or qualitative

Flexible scoring model via weights, points, and qualitative settings

Automatic scoring (by weights, points, or qualitative) of responses

Save time by automatically score Y/N and multiple choice questions based on responses

Ability to configure additional grading scales such as "Impact" and "Likelihood"

Configure additional grading on the question, section or sub section level. Allows organizations to track more than one grading scale. For example tracking "Impact" and "Likelihood" along with the primary risk grade

Create, update, and track issues and findings from DDQs

Create and manage issues (findings, observations, risk, etc.). Track severity, type, due date and other necessary fields. Issues can be tied to a question on the DDQ or can be independent. Worklow to publish issue to managers and record remediation included.

Assign questions/sections to team members or individual SMEs for follow-up

Flexible workflow to assign sections/questions to individual SME's for evaluation. Support for bulk assignments.

Assign questions/sections to a defined group of users such as an internal team for follow-up

Flexible workflow to assign sections/questions to a group or a team for evaluation. Support for bulk assignments.

Create and send clarifications to managers within the application

Workflow to create and send clarifications to managers on a question. All responses and communication trails are maintained on the question for easy access (and audit trail)

Export assessments data in Excel and PDF

Export assessment data in Excel or PDF for external analysis

Upload responses on behalf of the manager using Excel / PDF (CENTRL format)

Ability to upload manager responses using standard CENTRL format (Excel and PDF). Used in situations where the manager has provided responses offline.

Generate executive summary reports (in PDF and Word) for management team

Create executive reports at the end of a DDQ cycle with information from the application. This includes standard narrative, list of issues, questionnaire responses, and etc.

Form ADV Reports 1A and 1B for a firm

Follow firms both at the SEC and at the FINRA level and review their historical Form ADV 1A and 1B filings.

Export filing in Excel

Export an individual filing or export two filings to excel for anaysis and comparsion

Compare filings from past

Compare historical filings for a firm and isolate what has changed.

Self-service report building for operational reporting needs

Self serve report builder functionality to generate simple operational reports.

Out-of-the-box reports and dashboards

Out of the box analytics reports and dashboards for each module. Interactive BI features to gain valuable insights

Advanced, custom reports & dashboards - 2

Out-of-the-box basic workflows (for assignments, questionnaire approvals, etc.)

1) Workflow rules for automatically assigning assessment responses to teams for approval. 2) Approval of a questionnaire template

Advanced rules and workflow for email reminders

Configurable rules set up for reminders on key assessment dates

SSO (SAML or OAuth) - $

API Access

Business Users - Up to Unlimited

Managers - Up to Unlimited

Number of Assessments - Unlimited

Out-of-the-box Manager and Fund database with standard data attributes

DD360 comes with standard Manager and Fund attributes such as Name, Address, Status, etc. These attributes are used for easy reporting and analytics.

Ability to create custom data attributes on Manager and Fund profile

Provides users the ability to create unlimited custom data attributes to capture additional information on the manager/fund profile sucn as the consultant name, the strategy, service provider details, geography, and etc. Supports different types of fields like dropdowns, text, and others. Also gives users the ability to group fields in logical groups.

Attach reports, contracts or other documents directly on the manager/fund profile

Ability to attach files at the Manager and Fund profile

Add contacts for each manager

Ability to add contacts to managers in order to publish DDQ's and Issues. Also allows maintaing all important manager contacts in a single place.

Ability to create custom attributes, such as titles, roles and other on the manager contact details to match your internal processes

Provides users the ability to create custom attributes for contacts such as titles, roles, functional areas

Import your manager, fund, and contact details, using standard CENTRL (Excel/PDF) import file template

CENTRL standard import format is available for users to download withing the application. Generally used to bulk upload manager, fund and contact data during onboarding or to update fields in bulk

Library of industry standard questionnaires

Benefit from a library of industry standard DDQs such as AIMA, ILPA, and more

Import your own DDQ in PDF, Excel, Word for digital use going forward

Provides organizations the ability to upload theor own proprietary questionnaire using the CENTRL import format. A full questionnaire editor also allows users make any ongoing changes, once uploaded

Attach specific regulation information to questions in DDQs

Ability to attach specific regulations/frameworks to a question. Useful to generate and review reports related to regulations

Automatically harvest DDQ responses

Ability to automatically harvest questionnaire responses and populate manager or fund database thereby reducing time spent in double data entry

Rules-based conditional questions triggers

Create rules trigger conditional questions based on the results of numerical calculations and comparisons on responses

Configure custom assessment attributes and rules-based conditional questions triggers

Ability to configure attributes on individual assessment/DDQ instance. These attributes can be used for reporting

Import historical assessment data to benefit from a multi-year view prior to CENTRL

Utility that allows organizations to import historical assessment data using CENTRL format. Can be used to reduce manual work during onboarding.

Publish questionnaire to one or more managers/funds (bulk)

Assessments can be published at manager firm level or for fund(s). Ability to send the assessment to either an internal user or external contact for responses.

Publish one time or recurring scheduled assessments

Provides the ability to create and manage recurring future dated assessment schedule

Ability to pre-populate responses from previous assessments

Allows organizations to pre populate responses provided previously. Reduces manual work for responders and provides evaluators an easy way to filter and compare only "changed answers"

Ability to track questions in a question bank

A centralized question bank with all questions that are used on DDQ's. Provides a ways to group and link similar questions and allows for better answer comparisons.

Ability to create tag/attributes for each question in a question bank

Define custom attributes on each question. These attributes are used to filter questions in order to create a bespoke questionnare

Support for multiple scoring methodologies - weights based, points based or qualitative

Flexible scoring model via weights, points, and qualitative settings

Automatic scoring (by weights, points, or qualitative) of responses

Save time by automatically score Y/N and multiple choice questions based on responses

Ability to configure additional grading scales such as "Impact" and "Likelihood"

Configure additional grading on the question, section or sub section level. Allows organizations to track more than one grading scale. For example tracking "Impact" and "Likelihood" along with the primary risk grade

Advanced risk framework: Configue portfolio-wide risk areas/domains, risk types, levels, question mapping, and auto-scoring

Risk areas allows automatically measuirng risk across multiple risk domains based on the question. Each question can be tagged to one or more risk areas. Granular risk area level scores can be utomatically calculated based on the question responses

Create, update, and track issues and findings from DDQs

Create and manage issues (findings, observations, risk, etc.). Track severity, type, due date and other necessary fields. Issues can be tied to a question on the DDQ or can be independent. Worklow to publish issue to managers and record remediation included.

Assign questions/sections to team members or individual SMEs for follow-up

Flexible workflow to assign sections/questions to individual SME's for evaluation. Support for bulk assignments.

Assign questions/sections to a defined group of users such as an internal team for follow-up

Flexible workflow to assign sections/questions to a group or a team for evaluation. Support for bulk assignments.

Advanced rules and automation for assignments and issue creation

Advanced automation rules that support the following: 1) Automatically assign sections and questions to individuals when responses are received 2) Automatically create issues/findings based on the answer

Create and send clarifications to managers within the application

Workflow to create and send clarifications to managers on a question. All responses and communication trails are maintained on the question for easy access (and audit trail)

Export assessments data in Excel and PDF

Export assessment data in Excel or PDF for external analysis

Upload responses on behalf of the manager using Excel / PDF (CENTRL format)

Ability to upload manager responses using standard CENTRL format (Excel and PDF). Used in situations where the manager has provided responses offline.

Generate executive summary reports (in PDF and Word) for management team

Create executive reports at the end of a DDQ cycle with information from the application. This includes standard narrative, list of issues, questionnaire responses, and etc.

Form ADV Reports 1A and 1B for a firm

Follow firms both at the SEC and at the FINRA level and review their historical Form ADV 1A and 1B filings.

Export filing in Excel

Export an individual filing or export two filings to excel for anaysis and comparsion

Compare filings from past

Compare historical filings for a firm and isolate what has changed.

Self-service report building for operational reporting needs

Self serve report builder functionality to generate simple operational reports.

Out-of-the-box reports and dashboards

Out of the box analytics reports and dashboards for each module. Interactive BI features to gain valuable insights

Advanced, custom reports & dashboards - $

Out-of-the-box basic workflows (for assignments, questionnaire approvals, etc.)

1) Workflow rules for automatically assigning assessment responses to teams for approval. 2) Approval of a questionnaire template

Advanced rules and workflow for email reminders

Configurable rules set up for reminders on key assessment dates

Automated workflows for triggering assessments and approvals

Automatically trigger an assessment based on a predefined event or based on date

SSO (SAML or OAuth) - $

API Access

API/Integration Support - $

Customized email domain to match company branding

Customized email content beyond including email outreach format - $